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 SPECIAL REPORT 2006 – Summary for policy-makers  and  Introduction
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Summary for policy-makers

The latest research findings show that climate change will subject the marine environment and the coasts to major change and damage that are likely to have severe consequences for humankind. Ocean surface waters are warming, the sea level is rising ever faster, the oceans are becoming increasingly acidic and marine ecosystems are under threat. Human activities are unleashing processes of change in the oceans that are without precedent in the past several million years. Due to the considerable geophysical time lags, these processes will determine the state of the world’s oceans for millennia to come. Humanity is thus intervening in a pivotal mechanism of the Earth System, and many of the consequences cannot yet be predicted accurately. Resolute and forward-looking action is needed in order to ensure that the oceans do not overstep critical system boundaries. The way we handle the oceans will be a decisive test of humankind’s ability to steer a sustainable course in the future.

Climate mitigation for marine conservation

Ocean warming, ocean acidification and a distinct sea-level rise are all already measurable. The causes are clear: elevated concentrations of greenhouse gases in the atmosphere caused by human activities have led to a global warming that has also increased temperatures in the surface waters of the oceans. This leads to rising sea levels due to thermal expansion of the water and due to melting ice masses. At the same time, the continuously rising carbon dioxide concentration in the air causes CO2 to be absorbed by the sea where, through chemical reactions, the seawater acidifies. These changes can only be mitigated by means of drastic reductions in anthropogenic greenhouse gas emissions. Rapid action is therefore required:


• Ambitious climate protection measures are needed to limit the consequences of warming, acidification and sea-level rise for the marine environment and human society. WBGU therefore recommends that global anthropogenic greenhouse gas emissions must be approximately halved by 2050 from 1990 levels. Adaptation measures can only succeed if the present acceleration of sea-level rise and the increasing acidification of the oceans are halted.
• The guard rail already recommended previously by WBGU – namely limiting the rise in near-surface air temperature to a maximum of 2 °C relative to the pre-industrial value while also limiting the rate of temperature change to a maximum of 0.2 °C per decade – is essential not only to prevent dangerous climatic changes but also to maintain the state of the oceans.


Bolstering the resilience of marine ecosystems

Compared to terrestrial ecosystems, marine ecosystems respond much more sensitively and rapidly to climatic changes, for example through spatial shifts of populations. As a result, human-induced warming of the surface waters can cause changes in food webs and species composition that are difficult to predict. A further increase in water temperatures, in combination with continuing acidification, will have major overall impacts on marine ecosystems and also on fisheries.
     The fisheries sector is thus facing two further threats in the future in the shape of climate change and ocean acidification, in addition to the consequences of overfishing, which are already drastic enough in themselves. Taken together, and in view of the continuing growth of the world population, these anthropogenic factors will jeopardize a sufficient supply of food from the oceans.
     Tropical coral reefs, by far the most species-rich ecosystems in the ocean, are acutely threatened by climate change. Most reefs may be destroyed within the next 30–50 years, because many corals are not viable at higher water temperatures. The local ramifications are vast, reefs being indispensable for coastal protection and in supplying protein for millions of people.
One of the most visible consequences of warming is the retreat of Arctic sea ice. Over the past 30 years, summertime ice cover has declined by 15–20 per cent. Model scenarios for the future indicate that, unless action is taken to mitigate climate change, the Arctic Ocean will be practically ice-free in summertime by the end of the 21st century. This would have severe consequences for ecosystems and climatic processes.

• To preserve marine biodiversity and strengthen the resilience of marine ecosystems, WBGU proposes the following guard rail: at least 20–30 per cent of the area of marine ecosystems should be designated for an ecologically representative and effectively managed system of protected areas. There is a particular need to enhance marine conservation significantly for coral reefs and areas that are nursery grounds for fish populations. Goals for marine protected areas already agreed by the international community need to be implemented, and the regulatory gap in this regard for the high seas should be closed by adopting an agreement under the United Nations Convention on the Law of the Sea (UNCLOS).
• Marine resource management should follow the ‘ecosystem approach’. In particular, the publicly subsidized overfishing of the oceans must be terminated, not least in order to strengthen the resilience of fish stocks to the impacts of climate change. This necessitates not only removing fisheries subsidies, but also dismantling excess fishing capacity and taking measures to combat destructive fishing practices and illegal or unregulated fisheries.
• Our understanding of the linkages between anthropogenic disturbances, biological diversity and the resilience of marine ecosystems needs to be improved. Intensive monitoring is a precondition for the further development of coupled ecosystem-climate models.

Limiting sea-level rise and reorienting coastal zone management strategies
Climate change causes sea-level to rise, particularly due to ocean warming and the melting of inland glaciers and continental ice sheets. Throughout the 20th century, global sea-level rise averaged 1.5–2.0 cm per decade. Satellite measurements show that the decadal rate already reached 3cm in the past decade. If warming continues, there is a risk of further acceleration of sea-level rise. There are indications that the continental ice sheets on Greenland and in the Antarctic are beginning to disintegrate. This has the potential to cause several metres of sea-level rise in the next centuries.
     Besides sea-level rise, the increasingly destructive force of hurricanes is a further factor threatening many coastal areas. Theory, observed data and mathematical models agree that while climate warming does not increase the number of hurricanes, it does boost their destructive energy. Tropical sea-surface temperatures have warmed by only half a degree Celsius, while an increase in the energy of hurricanes by 70 per cent has been observed.
     Sea-level rise and extreme events such as hurricanes and storm surges are threatening the coasts. Coastal protection is thus becoming a key challenge for society, not least in economic terms. Past strategies for protecting and utilizing coastal areas fail to do justice to this development. Novel combinations of measures (portfolio strategies) are called for, whereby the options of protection, managed retreat and accommodation need to be weighed against each other. In particular, coastal protection and nature conservation concerns must be better linked, and the people affected by adaptation or resettlement measures need to be involved in decision-making on such measures.

• Absolute sea-level rise should not exceed 1m in the long term, and the rate of rise should remain below 5cm per decade at all times. Otherwise there is a high probability that human society and natural ecosystems will suffer unacceptable damage and loss.
• Because of anticipated sea-level rise, national and international strategies need to be developed for protection and accommodation, but also for a managed retreat from endangered areas.
• There is a need to improve the linking of nature conservation with coastal protection. The process of drawing up coastal protection plans and strategies for the sustainable use and development of coastal zones must integrate all key policy spheres (integrated coastal zone management).


Adopting innovative instruments of international law for refugees from sea-level rise

Sea-level rise will lead to the inundation of coasts and small island states and thus to migration of ‘sea-level refugees’. Under international law as it stands at present, there is no obligation to receive refugees from coastal areas, nor is the question about costs resolved. In the long term, however, the international community will not be able to ignore the problem of refugees from coastal areas and will therefore need to develop appropriate instruments to ensure that affected people are received in suitable areas, ideally areas corresponding to their preferences.

• There is a need for agreements on the reception of refugees from coastal areas and on the apportionment of the associated costs, e.g. by means of a compensation fund. It would be expedient to develop a fair burden-sharing system, under which states make a binding commitment to assume responsibility for the migrants.
• To inform the policymaking process, studies should be undertaken in the fields of law and social sciences.

Halting ocean acidification in time

The dissolution of carbon dioxide in seawater leads to considerable acidification (decrease in pH) and thus to changes to the biogeochemical carbonate balance. The oceans have absorbed about one-third of all anthropogenic CO2 emissions to date, which has already caused a significant acidification of seawater. Such emissions thus influence the marine environment directly – in addition to the route via climate change. Unabated continuation of this trend will lead to a level of ocean acidification that is without precedent in the past several million years and will be irreversible for millennia. The effects upon marine ecosystems cannot yet be forecast exactly but there is a risk of profound changes to the food web, as calcification of marine organisms may be impeded or in some cases even prevented. We are now seeing on a global scale problems similar to those that arose regionally when lakes acidified in the 1970s and 1980s (‘acid rain’).

• In order to prevent disruption of the calcification of marine organisms and the resultant risk that marine food webs will be fundamentally altered, the following guard rail should be obeyed: the pH of ocean surface waters should not drop more than 0.2 units below the pre-industrial level in any larger ocean region (i.e. also in the global mean).
• Engineering approaches to mitigate acidification, such as large-scale liming, are not feasible in the oceans. It is therefore important to ensure that anthropogenic CO2 emissions are limited, regardless of reductions of other greenhouse gas emissions. WBGU thus recommends taking the special role of CO2 compared to other greenhouse gases into account in the negotiations on future commitments under the United Nations Framework Convention on Climate Change. The consequences of acidification for marine ecosystems and for biogeochemical cycles are still insufficiently understood. Considerable further research is needed in this regard.


Regulating CO2 storage

Engineering approaches can be used to capture the carbon dioxide arising from the utilization of fossil energy sources, and to compress it and transport it via pipelines or by ship to permanent repositories. CO2 can be stored in geological formations on land or under the sea floor. Theoretically, the CO2 could also be injected into the deep sea. Such approaches, however, involve a risk of continuous, slow release of the stored CO2 into the atmosphere, which runs counter to long-term climate mitigation. The specific benefits and drawbacks of the technical and economic development of sequestration technologies therefore need to be balanced against other climate mitigation approaches such as improving energy efficiency or switching to renewable energy sources.

• The precautionary principle indicates that introducing CO2 into seawater should be prohibited, because the risk of ecological damage cannot be assessed and the retention period in the oceans is too short.
• Storing CO2 in geological formations under the sea floor can only be an ‘emergency’ solution for a transitional period. Permits for such measures should only be granted if they meet strict criteria with regard to technical safety and, above all, with regard to the permanence of storage and its low environmental impact. These criteria should also apply to the use of CO2 for ‘Enhanced Oil Recovery’. CO2 sequestration must not lead to neglect of sustainable emissions reduction strategies (such as efficiency improvement and the promotion of renewable energies) and should therefore not be supported with public funds.
• Only a proportion of the CO2 stored under the sea floor should be eligible as prevented emissions when drawing up emissions inventories and for the purposes of the flexible mechanisms in international climate policy. This is necessary in order to take the risk of leakage into account. Specific liability rules also need to be established.

Imposing strict conditions upon methane hydrate mining

Quantities of carbon are stored in the sea floor in the form of methane hydrates that are of the order of magnitude of total worldwide coal reserves. Methane hydrates are only stable under high pressure and at low temperature. Such conditions typically prevail on the sea floor from depths of around 500 m downwards; in the Arctic this boundary is somewhat higher. The stability of methane hydrate stocks can be compromised by climate change, by disturbances resulting from mineral oil and natural gas production, or, in the future, possibly by direct mining of the hydrates themselves. WBGU takes the view that the hazard of a sudden release of larger, climate-relevant quantities of methane within this century is very small. Over the long term, however, the slow penetration of global warming to lower ocean layers and sediments could cause gradual methane releases over many centuries to millennia.

• Because of the potential instabilities of deposits, it is important to ensure even now that methane hydrate mining in the oceans is only permitted under very strict conditions. Existing regulatory systems governing ocean mining should be amended and adjusted accordingly.


Complementing the existing financing mechanisms

Measures to mitigate and cope with the anticipated adverse effects of climate change upon the marine habitat can be funded from existing international funds whose task is to finance emissions reductions or adaptation projects. It must be expected, however, that these resources will not suffice for the tasks outlined in the present report, above all because they do not budget for specifically ocean-related projects. To complement these resources, WBGU therefore recommends:

• Fisheries subsidies must be removed in order to avoid providing misplaced incentives for overfishing. The public funds thus released could then be invested partly in marine conservation.
• Charges should be levied on the use of the oceans by shipping, and the revenues earmarked.
• The establishment of microinsurance systems to protect individual assets should be supported as a component of a more comprehensive precautionary strategy, e.g. through public co-financing, especially in developing countries.
• Some of the official development assistance (ODA) resources presently deployed to provide emergency relief worldwide should be diverted into preventive measures.

With this special report, WBGU has taken up an issue that until now has attracted little attention, and whose profound implications are largely underestimated. The state of the marine environment is of elementary importance to the future of the blue planet Earth. Through overexploitation and pollution, humankind has already inflicted great damage on the oceans. Global climate change is presenting a further, completely new dimension of threat. The present report pinpoints the threats and identifies required actions and options that arise at the interface of climate change and the oceans. The report hopes to encourage policy-makers to tackle the necessary measures in time and with resolve, to prevent the oceans from becoming too warm, rising too high and turning too sour.

 

1   Introduction


The oceans are changing rapidly. Surface waters are warming, sea-level rise is accelerating and the oceans are becoming increasingly acidic, jeopardizing many marine ecosystems. Human activities are unleashing processes of change in the oceans that are without precedent in the past several million years. Humanity is thus interfering with pivotal mechanisms of the Earth System. The oceans play a key role in the carbon cycle of our planet and have absorbed about one-third of total anthropogenic CO2 emissions until now. Covering more than two-thirds of the Earth’s surface, the oceans initially take up the greater part of incoming solar heat and thus determine our climate system. Similarly, the global water cycle is driven mainly by evaporation from the oceans. Finally, the oceans harbour a great wealth of biological diversity and, through fisheries, supply humankind with vital proteins. An intact marine environment is also an important factor for economic development, social well-being and human quality of life.
     Recent research is making it increasingly clear that climate change will reconfigure and wreak major damage upon the marine environment and the coasts. These effects will also impact severely upon human society. A large and ever growing part of the population now lives close to coasts. The threats posed to coastal populations and infrastructure by rising sea levels and extreme events such as storm surges or hurricanes will mount in coming decades. Furthermore, coupled with drastic overfishing, climate change and acidification can endanger food supply from the oceans. There is an urgent need for action now in order to limit the adverse effects of climate change upon ecosystems and human society, especially because, due to the considerable time lags, the present behaviour of humankind will determine the state of the world’s oceans for millennia to come. A strong research effort is also needed, for the oceans are still terra incognita in many respects.
One important reason to produce this special report is the changed scientific understanding of sea-level rise and ocean acidification since the Intergovernmental Panel on Climate Change published its last assessment report (IPCC, 2001). Furthermore, recent events such as the unusual hurricane season of 2005, or the ongoing debate on methane hydrates and carbon storage, present a need for WBGU, the German Advisory Council on Global Change, to state its views. By analysing the climatic impacts upon the oceans, WBGU draws attention to the need for and urgency of efforts to engage in vigorous climate mitigation activities and develop appropriate adaptation strategies. WBGU also wishes to contribute its findings to the process of shaping a new European Union policy on seas and oceans.
     This special report does not seek to paint a comprehensive picture of the state of the oceans. It does not, for instance, set out to recapitulate the many years of debate on ocean overfishing. WBGU concentrates instead on those key linkages between climate change and the oceans that are the topic of new scientific insights. These insights include new findings on warming, ocean currents, sea-level rise, carbon uptake and acidification, and on the impacts of these factors upon marine ecosystems. The report also discusses in detail the development of tropical cyclones, the issues surrounding carbon storage in the ocean or under the seabed, and the risks associated with methane hydrate deposits in the sea floor. Many of these issues are closely interlinked – coral reefs, for instance, are affected simultaneously by warming, sea-level rise, storms and acidification. Each theme is explored systematically, starting with the physical and chemical fundamentals, proceeding to the ecological impacts, moving on to the consequences for human society, and finally deriving policy and research recommendations on that basis. WBGU embeds its analysis within a normative framework that it has developed – the ‘guard rail’ approach (Box 1-1). Analogous to the ‘climate guard rail’ that it developed previously, WBGU now proposes a set of ‘ocean guard rails’ for the sustainable management of the oceans. These are quantitative boundaries that must not be overstepped.
     Resolute and forward-looking action is needed to ensure that the oceans do not cross critical system boundaries within a matter of decades. Overstepping these boundaries would lead to severe and partly irreversible damage to nature and human society. The way we manage the oceans now will thus be a decisive test of humankind’s ability to steer a sustainable course in the future.

Box 1-1

The guard rail concept

WBGU has developed the idea of guard rails to operationalize the concept of sustainable development (e.g. WBGU, 2004). Guard rails are limits on damage and can be defined quantitatively; a breach of these limits would give rise either immediately or in future to intolerable consequences so significant that even major utility gains in other fields could not compensate for the damage. Guard rails thus demarcate the realm of desirable and sustainable development trajectories. For instance, WBGU has argued repeatedly in previous reports that the average mean temperature should not be allowed to rise more than 2°C above the pre-industrial level. Beyond that value, a domain of climate change begins that is characterized by non-tolerable developments and risks.

The guard rail approach proceeds from the realization that it is scarcely possible to define a desirable and sustainable future in positive terms, in other words as a specific target or state that should be achieved. It is, however, possible to agree on the demarcation of a domain that is recognized as unacceptable and which society wishes to prevent. Within the guard rails, there are no further requirements at first. Society can develop in the free interplay of forces. Only if a system is on course for collision with a guard rail must measures be taken to prevent it crossing the rail. Compliance with all guard rails does not mean, however, that all socio-economic abuses and ecological damage will be prevented, as global guard rails cannot take account of all regional and sectoral impacts of global change. Moreover, knowledge is limited and misjudgement is possible. Compliance with guard rails is therefore a necessary criterion for sustainability, but it is not a sufficient one.

The analogy of road traffic may serve to illustrate the guard rail concept. Guard rails have a function similar to that of speed limits, e.g. a limit permitting a maximum of 50 km per hour in built-up areas. The outcome of setting the limit at 40, 50 or 60 km per hour can be determined empirically, but in the final analysis the choice of figure is a normative decision, representing an expedient way to handle a risk collectively. Compliance with the speed limit cannot guarantee that no serious accidents will occur, but it can keep the risk within boundaries accepted by society. The guard rails formulated by WBGU build upon fundamental norms and principles agreed by the international community in various forms. They can be no more than proposals, however, for the task of defining non-tolerable impacts cannot be left to science alone. Instead, it should be performed – with the support of scientists – as part of a worldwide, democratic decision-making process. For instance, compliance with the climate guard rail (no more than 2 °C global warming) has now been adopted as a goal by the European Union. .

Guard rails for marine conservation
In the present report, WBGU applies its guard rail approach to the field of marine conservation. This builds upon earlier reports, in which WBGU has repeatedly argued for a two-fold climate guard rail (WBGU, 1995, 2003). The environmental changes in the oceans discussed in this report further underpin the need for the climate guard rail. In addition, the report develops further guard rails. Each is concerned with a specific aspect of the interplay between climate change and the oceans, and is elucidated and argued in a separate chapter. The full set of guard rails is as follows:

Climate protection: The mean global rise in near-surface air temperature must be limited to a maximum of 2 °C relative to the pre-industrial value while also limiting the rate of temperature change to a maximum of 0.2 °C per decade. The impacts of climatic changes that would arise if these limits are exceeded would also be intolerable for reasons of marine conservation.
Marine ecosystems: At least 20–30 per cent of the area of marine ecosystems should be designated for inclusion in an ecologically representative and effectively managed system of protected areas.
Sea-level rise: Absolute sea-level rise should not exceed 1m in the long term, and the rate of rise should remain below 5 cm per decade at all times. Otherwise there is a high probability that human society and natural ecosystems would suffer non-tolerable damage and loss.
Ocean acidification: In order to prevent disruption to calcification of marine organisms and the resultant risk of fundamentally altering marine food webs, the following guard rail should be obeyed: the pH of ocean surface waters should not drop more than 0.2 units below the pre-industrial level in any larger ocean region (i.e. also in the global mean).

 

 
 

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